Compliance & Fund Operations Advisory

For investment firms already registered as an IFM, PM, or EMD in Canada, meeting ongoing regulatory and operational obligations is a continuous and resource-intensive responsibility. Belco's Compliance and Fund Operations Advisory service is designed for firms that want experienced, practical support without adding permanent overhead or the need to recruit and retain additional staff. Our team brings decades of direct experience in compliance and operations roles within the Canadian asset management industry, and we work alongside your team to help you meet your obligations with confidence.

What You Get

• Regulatory compliance support tailored to your existing registration as an IFM, PM, or EMD

• Operational support across fund administration, reporting, and regulatory filings

• Practical guidance from a team with direct experience working inside Canadian asset management firms

• Solutions built for both Canadian asset managers and international investment firms operating in Canada

• Flexible engagement structures that scale with your needs, whether you require ongoing support or assistance with a specific initiative

Our Approach

Compliance and operations support should be practical above all else. Regulators expect firms to meet their obligations, and investors expect their managers to operate with integrity. Our role is to help you do both, without overcomplicating the process. We begin by understanding your current structure, your registration obligations, and where gaps or inefficiencies may exist. From there, we work with your team to put the right processes, documentation, and oversight in place. Whether you are building out your compliance program for the first time or looking to strengthen an existing one, Belco provides the expertise and hands-on support to get it done right.