Dealing Representatives
Welcome to our Exempt Market Dealer platform, which supports you every step of the way in meeting your registration and regulatory needs. Ensure you are compliant and let our qualified professionals guide you on your sales activities.
Join our network and Belco will sponsor, train and support you on available prospectus exemptions and compliance obligations, which will allow you to spend your time and energy focusing on growing your business.
Belco provides dealers with a highly-specialized platform that enables you to distribute exempt market securities to your unique investor base. From Chief Compliance Officer responsibilities to filing reports following securities distributions, we deliver high-quality services to support out dealers. Our value-added services for dealing representatives include the following:
- Detailed assessments for each distribution – including, know-your-client, know-your-product, and suitability assessments
- Personalized compliance plans and procedures
- Compliance with relationship disclosure obligations
- Regulatory communications, reporting and filings
- Consulting on industry practices
- Trade confirmations to investors